My question involves a professional license in the state of:NY
I was fired under false pretense for using a company credit card for personal expenditure. I did have proof to the contrary but I did not file a lawsuit against the company.
#1
Would I be dis qualified under FINRA ?
#2
Would 14H and 14J questions on the U4 be an issue ?
#3
Any other questions I need to be worried about on the U4 or any other form ?
I was fired under false pretense for using a company credit card for personal expenditure. I did have proof to the contrary but I did not file a lawsuit against the company.
#1
Would I be dis qualified under FINRA ?
#2
Would 14H and 14J questions on the U4 be an issue ?
#3
Any other questions I need to be worried about on the U4 or any other form ?
Application & Eligibility: Can You Be SEC/FINRA Licensed With a Termination for Misuse of a Credit Card
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